Nick D. Faller CFP®
Nick Faller is a CERTIFIED FINANCIAL PLANNER™ professional who provides comprehensive financial planning and investment guidance to individuals and families. He works with clients to design disciplined strategies across investment management, retirement planning, tax efficiency, and long-term wealth preservation.
Nick holds his Series 7, Series 63, and Series 65 securities licenses, as well as Life and Variable insurance licenses. As a CFP® professional, he adheres to a fiduciary standard—providing advice that is objective, transparent, and aligned with each client’s best interests.
His approach is grounded in rigorous analysis and long-term planning rather than short-term market trends. Clients value Nick’s ability to simplify complex financial decisions, communicate clearly, and deliver thoughtful guidance through market cycles and life transitions.
Nick believes the most effective financial plans are built through strong relationships, disciplined execution, and consistent review. He serves as a long-term partner to his clients, helping them stay focused, avoid costly mistakes, and make confident decisions as their financial lives evolve.
Outside of work, Nick enjoys golfing, hiking, and spending time outdoors—pursuits that reflect the patience, discipline, and long-term mindset he brings to financial planning.
